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Communicate Risk Effectively
Avoid the common mistakes that engineers and scientists make when dealing with the public

Environmental projects are more likely to be thwarted by public outcry than by technical challenges. Environmental legislation rightfully empowers communities to participate in decisions that potentially impact their health, natural resources, or economic well-being. When these assets are perceived to be threatened by a planned development or existing condition, the public can exert tremendous influence on the course of the project. Public outcry can delay projects, substantially increase their costs, or stop them altogether. Unwise is the technical professional who chooses to ignore or diminish the importance of community acceptance.

Yet the landscape is littered with environmental projects that collapsed beneath the weight of an unhappy public. In some cases, this was unavoidable. The potential risks and negative impacts were simply too great to allow the project to proceed. Here public involvement worked as the law intended, preventing a poorly conceived project from being thrust upon the community without their consent. In other situations, however, beneficial projects have failed because the interaction with the public was not properly handled. These are projects that on merit should have succeeded, but did not because proponents failed to gain community confidence.

In the middle of many of these project failures were competent technical professionals with inadequate skills or misguided strategies for dealing with the public. These projects required a careful process of communicating with and involving the public, with the goal of coming to a mutual understanding of the risks involved and how to mitigate them. But most engineers and scientists are ill prepared to enter the realm of risk communication. Many of the capabilities needed in risk communication, in fact, are quite in contrast with the conventions of their technical practice. These differences need to be understood by the technical professional wanting to improve community consensus-building success.

THREE COMMON MISTAKES

Why are technical professionals prone to struggle in their attempts to build public support for risk-based decisions? Three prominent reasons are evident:

§         They view community relations as an obligation rather than an opportunity

§         Their communication focuses more on information than influence

§         They mistakenly attempt to elevate facts over feelings

Recognizing these common mistakes is the first step towards improving one’s public involvement skills. Each of these reasons is examined below.

Obligation or Opportunity ?

Beginning with the passage of the first major environmental legislation—the National Environmental Policy Act of 1970—federal and state laws governing environmental management have generally recognized the legitimate role of public discourse in such decisions. Yet regulations mandate only minimal community involvement, typically a public meeting or two and the opportunity for public comment on proposed plans. For most environmental projects, these few activities are sufficient since there is usually little public interest or concern. But for other projects, this minimalist approach is the wrong strategy.

Given that technical professionals (and the agencies and companies sponsoring the projects) are generally wary of community relations, they are inclined to do as little as necessary. Why draw attention to your project and risk stirring up trouble? Isn’t it better to maintain a low profile in the community? The problem with such assumptions is that citizens often interpret the reluctance to invite public involvement as a desire to cover up an unpalatable project. In fact, experience proves that one of the best ways to “stir up trouble” with a community is to fail to initiate open communication about a project suspected to pose unwelcome costs or risks to the community.

When an electric utility in the Rocky Mountain region started the site investigation of an inactive pole treating facility, they decided not to notify the public in advance. The site was small and there was little reason to suspect that contaminants had migrated off site. Yet neighbors could not help but notice the field crew in bright yellow Tyvek suits collecting samples or the drill rig boring holes just beyond their backyards. When alarmed citizens called, the utility tried to reassure them that there was no cause for concern. But some residents couldn’t be convinced. If there was no risk, they wondered, why was the utility being so secretive about the investigation?

Once the investigation was completed—which confirmed that contaminants posed no threat to the public—the utility communicated the results to area residents. Some neighbors remained suspicious, however, and pushed the city government to intervene. The utility’s relationship with the community never recovered throughout the course of the project, resulting in extra work and delays. Given the relatively insignificant environmental impacts, it’s likely the whole controversy could have been avoided if the utility had simply notified residents before field work began. Why didn’t they? They wanted to avoid the “frustration” of dealing with the public.

When public involvement is approached as a regulatory obligation rather than as an opportunity to build a valuable relationship with the community, the difference is rarely lost on the public. They are more inclined to focus on motives than the manifestation of a community relations program. Many technical professionals resent the imposition of community scruples on the wisdom of their technical approach. Though they try to hide their true feelings when interacting with the community, it inevitably shows. Going through the motions of a community relations program, no matter how elaborate, will never substitute for genuine concern for the public’s interests. Consequently, effective public involvement starts not with the right strategy, but the right attitude. It will not succeed until there is a willing acceptance of the community’s role in shaping the course of the project, even though this could mean compromising the best technical strategy.

Information or Influence?

Most technical practitioners are inclined to think that reason will prevail in public discourse on controversial environmental issues. They hold public meetings to educate the public about the “facts,” pointing to volumes of data to support their position. This is the way they were taught to communicate technical information—to appeal to logic and objectivity.

But they fail to appreciate the fact that public perceptions of risk are not measured, they are felt. Citizens’ concerns are often subjective and unsubstantiated. No amount of technical information alone is likely to change those perceptions. Persuasion is not primarily an intellectual exercise. Rather, it engages the emotions. This is why environmental activists are generally more effective in gaining the public’s attention. They appeal to people’s fear and distrust. Trying to combat this emotional cauldron with dry technical information is like confronting tanks with swords.

Technical professionals involved in community relations need to understand the principles of persuasion. Most don’t. In fact, the average engineer or scientist has been taught how not to be persuasive. They religiously follow conventions of technical communication that are fundamentally non-persuasive. Consider the following differences:

§         Technical communication stresses the need to be impersonal and objective. Yet people are persuaded by personal, subjective reasons.

§         Technical communication focuses on provoking an intellectual response. Persuasion is driven by an emotional response.

§         Technical communication emphasizes features, such as the steps of a process, the rate of groundwater recovery, or specific regulatory requirements. People are persuaded by the perception of personal benefits.

§         Technical communication produces lots of information. But persuasion hinges on a relatively small amount of information that influences a particular response.

Technical professionals working with communities need to learn to communicate their technical content in a way that connects with personal perceptions and feelings. Technically oriented facts and data can overwhelm rather than inform lay audiences. Unwilling or unable to decipher complex information, they must rely instead on their heart. Who can they trust to give them the straight story? Invariably, it is the one who shows the greatest sensitivity to their concerns.

One company attempting to site hazardous waste incinerators at different locations around the country learned this lesson the hard way. After investing millions of dollars in one community for preliminary studies and contracts, community support quickly dissipated after some residents enlisted the help of Greenpeace to fight the project. The sponsor’s public education efforts, which focused on presenting supportive technical data, simply were no match for the emotion-laden warnings of the activist group. Eventually, negative stories about the project were carried by news media across the country. The proposed project predictably failed.

Determined not to repeat their error, the company launched a more personal community relations strategy in the next locale. One individual spent months informally meeting with individual citizens and civic leaders, soliciting feedback on their concerns and interests. Friendship and trust was developed over time. The core of communications with the public dealt with community issues related to the project rather than technical information. This approach was able to turn community sentiment from initially negative to supportive, at considerably less cost.

Unfortunately, project sponsors are automatically presumed to place their project before the interests of the community. Their technical specialists’ dispassionate presentation of complicated data supporting the project hardly helps change this perception. Several studies suggest that the sponsor’s behavior has far more impact on the public’s viewpoint than the technical information provided.1 Community relations call for project engineers and scientists to surrender some of their impersonal objectivity and demonstrate some empathy for public concerns. They will need to communicate on the public’s terms, which means addressing perceptions and feelings—even when these appear to be technically indefensible.

Facts or Feelings?

Even with the best intentions, the average technical professional will find it difficult to empathize with citizens’ concerns as long as he or she views them as invalid. Indeed, the prevailing notion in the scientific community is that “actual risks” are those calculated by experts, while public perceptions of risk are merely imagined. The goal of community relations, then, is to convert the masses to the “truth” of probabilistic risk estimates. Thus proselytizing the public takes precedent over partnering with them.

Yet it is arguable whether one can legitimately distinguish between risks and risk perceptions. Risk is a theoretical concept—the possibility of loss or injury, not the reality. While mathematical models are useful tools for making risk-based decisions, they are hardly infallible. Risk estimates, like any projections of future events, are inescapably subjective. The risk assessor must make various assumptions as to the proper methodology, historical data, and interpretations to employ in calculating risk probabilities. The result is an educated guess, not a precise empirical prediction or confirmation.2

Since risk estimates are concerned with the potential for harm to a target population, is it not reasonable to include their perceptions as part of the overall assessment of risk? Is not their unhappiness part of the harm we are trying to prevent? The real risk posed by a planned project or existing environmental condition cannot simply be reduced to the possibility of fatality or illness. It encompasses a range of harmful effects, not the least of which is the alarm residents feel when the livability of their community appears threatened. Such feelings have a legitimate place in the evaluation of risks, and cannot rightfully be determined to be less important than impersonal calculations.

Some project sponsors have succeeded in negotiating agreements with the public where risk perceptions were addressed with the same resolve as risk calculations. In Tennessee , for example, the U.S. Department of Energy gained public support for the siting of a Monitored Retrievable Storage facility after a citizens’ task force was formed to define appropriate mitigation, compensation, and incentive measures to address public concerns without prolonging the conflict over competing risk evaluations. In another notable case study, the U.S. EPA and five utility companies finally negotiated a settlement for the proposed Cornwell pumped-storage facility after more than a decade of studies failed to draw definitive conclusions about the impacts of the project to the Hudson River striped bass population. An agreement was nevertheless reached by modifying the project to address the widely-held concerns about the project, in the absence of conclusive scientific risk analyses.2

What’s the Real Issue?

In debating the question of whose risks are real, perhaps it would be wise to ask whether risk is really the primary issue. Nearly everyone is willing to assume a certain degree of risk in life. We drive cars, eat fatty foods, walk up and down stairs—all activities that pose greater risk to our health than the typical hazardous waste site or nuclear power plant. So why the fuss when these types of projects appear in our communities? The primary issue, it would appear, is not relative risks but control.

It’s unlikely that the focus of the public’s angst is a one-in-a-million chance of contracting cancer. Rather they’re upset over the fact that they did not choose to be exposed to that particular risk. Experience confirms that one of the best ways to alleviate community concern about the risks associated with an environmental project or condition is to invite participation in the process. This extends a sense of control to those affected. This is also a key principle of persuasion. People are more easily persuaded when they feel they have a legitimate choice of options.

At one closed refinery, the relationship between the site owner and the public had seriously eroded despite an active community relations program. The owner, a major oil company, focused on educating the public about the environmental impacts at the site and ongoing remedial activities. No matter how much information they provided the community, however, it wasn’t enough to offset allegations in the local media that they had failed to disclose the full extent of the risks and were trying to avoid their full cleanup responsibilities. The oil company had resisted efforts to form a citizens’ advisory panel, afraid that actively involving the public would only frustrate their efforts to develop the optimum cleanup strategy.

The truth was their community relations strategy had backfired, adding substantial cost and frustration to the project. It was not until the oil company hired a consultant to look at various site redevelopment options that the tide of community sentiment began to turn. The consultant began meeting with citizens as part of the planning process for future site use. This shifted attention from the environmental problems and associated risks to the prospect of turning the site into a community asset. Increasingly the public is becoming a partner rather than an adversary at this site, although it will take time for some old wounds to completely heal. The key difference? Local residents were given a role in defining the ultimate outcome, restoring their sense of control over the impacts the site poses to the community.

PRINCIPLES OF PERSUASION

The task of building community consensus around potentially volatile risk-based issues is not for the uncommitted. Technical professionals who prefer simply to ply their trade with as little interruption as possible would do well to steer clear of community relations activities. Unfortunately, many of them do get involved—reluctantly—and unwittingly contribute to the demise of the relationship between the public and the project sponsor. They mean well, but never fully accept or understand the community’s role.

If you are among the few technical practitioners who do savor the opportunity to work with the public, you already possess one of the most needed attributes—the desire. The public usually can sense who welcomes their involvement and who doesn’t. It’s nearly impossible to earn the community’s confidence until it’s evident that you enjoy working with them. The lack of this desire underlies the three mistakes described earlier. Assuming you’re among the exceptions, the following are some basic persuasive principles to keep in mind:

u Seek first to understand what the public is thinking. Too often, community relations programs start with dispensing information. Just as a doctor cannot responsibly prescribe medicine without knowing where the hurt is, engineers and scientists cannot pretend to address community concerns without first seeing them through the public’s eyes. Demonstrate at the outset that you are interested. Ask questions and listen carefully to the responses. This may include a formal community assessment process. But even more important than an elaborate survey is a general inclination throughout the project to listen before speaking.

u Establish credibility through caring. Your credibility is your most critical asset in working with a community. The quickest way to establish your credibility is to demonstrate genuine concern for them. Without credibility, even the best, most eloquently communicated ideas will be considered suspect. People are persuaded to do what they feel is good for them. So focus your attention on their needs and interests rather than your own. Treat community concerns as legitimate and worthy of your consideration.

u Address feelings and perceptions. Don’t make the common mistake of appealing only to the community’s intellect. That’s not where their concern is coming from; it emanates from the gut. Speak to their anxiety, their anger, their distrust. Validate their emotions; don’t ignore or downplay them. Technical information is important, but must be delivered in an emotional context and in terms the public can understand. To that end, make sure you “humanize” your communication with the public, using a conversational, personal tone. Avoid the stuffy, impersonal style characteristic of most technical communication.

u Begin with areas of agreement. Start your negotiations with the community by mutually identifying the values and understandings the various stakeholders hold in common. For example, the majority may favor a new industry that will boost the local economy. But there may be substantial disagreement about how much environmental impact from this industry is acceptable. In this case, you should try to build momentum around agreement on the economic benefits before wrestling with the differences among stakeholders. When efforts to reach agreement on some point have stalled, it’s often effective to return to what you agree upon and try a different path towards consensus.

u Meet one-on-one with your strongest opponents. A few vocal activists can have a tremendous influence on public opinion. Most people are generally noncommittal at first, then form convictions based on the input they receive from various sources. When they see how passionately some of their neighbors oppose a project, they are apt to conclude that something must be wrong with it—especially when contrasted with the relatively detached demeanor of project sponsors. Technical professionals are inclined to dismiss community activists as unreasonable “extremists,” who should be avoided to the extent possible. But the presence of these activists at public meetings and in the media make it impossible to ignore them. A better approach is to seek private meetings with them—the sooner the better. Listen to their concerns, search for middle ground, show empathy for their position. You may never change their mind, but you might succeed in neutralizing their opposition.

u Don’t overwhelm with information. Having first listened to the community, identify the few key messages that should form the core of your communications. These are the points that you want your audience to understand and remember. Make these key messages prominent whenever speaking or writing to the community. Keep your communications as simple as possible, providing only enough detail to validate your claims. Constantly solicit feedback from the public to determine how your messages are being perceived.

u Invite community participation in project planning and implementation. Project sponsors usually resist this strategy, fearing they will “lose control” to citizens lacking the expertise to make sound technical decisions. But experience suggests that they are far more likely to lose control to an angry public that feels excluded from the process. People naturally feel more threatened when they feel powerless. They tend to magnify the risks in their own mind when the risks are imposed involuntarily. Giving the public a meaningful role in the project often defuses the alarm and anger that can kill or delay a project. It usually leads to a better project because community values and interests are incorporated in its design and execution.

CONCLUDING THOUGHTS

As communication channels continue to multiply, it will become increasingly difficult to conduct environmental projects without public scrutiny. Technical strategies will increasingly need to be balanced with community values, concerns, and objectives. Risk-based decisions in the future will need to better integrate both statistical and perceived risks. This coincides with the trend of distributing more regulatory authority to states and local governments—in other words, closer to the people who are actually affected. The bottom line is that we can expect to see growing community involvement in environmental projects in the coming years.

In this setting, the engineers and scientists who plan, design, and implement these projects will increasingly be called upon to interact with the public. We can only hope that more of them will develop the skills needed to make this relationship productive for both project sponsors and the affected communities. At a minimum, this would mean a growing number of technical professionals who:

u Accept (and even appreciate) the legitimate role of the community in guiding the development and implementation of their projects. Community relations will become more strategic and less defensive.

u Possess the persuasive skills needed to build consensus among multiple stakeholders. Technical communication will address a broader audience, becoming more personally relevant and less exclusive.

u Recognize the validity of perceived risk, incorporating it in a comprehensive risk management approach that responds to the felt needs that mobilize communities rather than relying entirely on depersonalized statistical models.

These technical professionals will be better able to communicate the human benefits of their technical practice to an interested and involved public. In turn, they will value the community’s contribution to making their projects better.

References

1 Johnson, B.B.; Sandman, P.M.; Miller, P. “Testing the Role of Technical Information in Public Risk Perception;” Risk: Issues in Health & Safety, 1992, Vol. 3, pp 341-364.

2 Shrader-Frechette, K.S.; “Perceived Risks Versus Actual Risks: Managing Hazards Through Negotiation;” Risk: Health Safety & Environment, 1990, Vol. 1, pp 341.

This article originally appeared in the June 2000 issue of Chemical Engineering Progress published by the American Institute of Chemical Engineers

 

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